-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DQAGC6ofYP0nn312WqUAPg1NkTDvPX7wEZmIqDtxSbUbeRRANRNqJ1e4jZ6wPBTX a5y8V+2xxDZHEOyEX9gkDA== 0000950134-99-002797.txt : 19990409 0000950134-99-002797.hdr.sgml : 19990409 ACCESSION NUMBER: 0000950134-99-002797 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990408 GROUP MEMBERS: FIRST RESERVE CORP /CT/ /ADV GROUP MEMBERS: FIRST RESERVE FUND V, LP GROUP MEMBERS: FIRST RESERVE FUND V-2, LP GROUP MEMBERS: FIRST RESERVE FUND VI, LP GROUP MEMBERS: FIRST RESERVE FUND VII, LP GROUP MEMBERS: FIRST RESERVE FUND VIII, LP GROUP MEMBERS: FIRST RESERVE GP VII, LP GROUP MEMBERS: FIRST RESERVE GP VIII, LP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRANSMONTAIGNE INC CENTRAL INDEX KEY: 0000755199 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 061052062 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-36106 FILM NUMBER: 99589861 BUSINESS ADDRESS: STREET 1: 370 17TH ST STREET 2: SUITE 2750 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 3036268200 MAIL ADDRESS: STREET 1: P O BOX 5660 STREET 2: SUITE 2750 CITY: DENVER STATE: CO ZIP: 80217 FORMER COMPANY: FORMER CONFORMED NAME: TRANSMONTAIGNE OIL CO DATE OF NAME CHANGE: 19960724 FORMER COMPANY: FORMER CONFORMED NAME: SHEFFIELD EXPLORATION CO INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST RESERVE CORP /CT/ /ADV CENTRAL INDEX KEY: 0000814313 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 061210123 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 475 STEAMBOAT RD CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036616601 FORMER COMPANY: FORMER CONFORMED NAME: FIRST RESERVE CORP /CT/ /ADV DATE OF NAME CHANGE: 19950630 SC 13D/A 1 AMENDMENT NO. 2 TO SC 13D/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D/A AMENDMENT NO. 2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 TransMontaigne Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.01 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 89393410 - -------------------------------------------------------------------------------- (CUSIP Number) c/o First Reserve Corporation, 475 Steamboat Road, Greenwich, CT 06830 (203) 661-6601 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 25, 1999 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this statement because of Rule 13d-1(b)(3) or (4), check the following box: |_| Check the following box if a fee is being paid with the statement: |_| Page 1 of 17 2 SCHEDULE 13D/A CUSIP NO. 89393410 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON First Reserve Corporation I.R.S. No.: 06-1210123 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* N/A - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 13,216,942 BENEFICIALLY ----------------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH REPORTING 0 PERSON ----------------------------------------------------------------- WITH 9 SOLE DISPOSITIVE POWER 13,216,942 ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 13,216,942 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 35.3% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Page 2 of 17 3 SCHEDULE 13D/A CUSIP NO. 89393410 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON First Reserve Fund V, Limited Partnership I.R.S. No.: 06-1295657 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* N/A - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 598,440 BENEFICIALLY ----------------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH REPORTING 0 PERSON ----------------------------------------------------------------- WITH 9 SOLE DISPOSITIVE POWER 598,440 ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 598,440 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Page 3 of 17 4 SCHEDULE 13D/A CUSIP NO. 89393410 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON First Reserve Fund V-2, Limited Partnership I.R.S. No.: 06-6351960 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* N/A - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 1,196,877 BENEFICIALLY ----------------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH REPORTING 0 PERSON ----------------------------------------------------------------- WITH 9 SOLE DISPOSITIVE POWER 1,196,877 ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,196,877 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.9% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Page 4 of 17 5 SCHEDULE 13D/A CUSIP NO. 89393410 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON First Reserve Fund VI, Limited Partnership I.R.S. No.: 06-1334650 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* N/A - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 4,488,292 BENEFICIALLY ----------------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH REPORTING 0 PERSON ----------------------------------------------------------------- WITH 9 SOLE DISPOSITIVE POWER 4,488,292 ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,488,292 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 14.7% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Page 5 of 17 6 SCHEDULE 13D/A CUSIP NO. 89393410 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON First Reserve Fund VII, Limited Partnership I.R.S. No.: 06-1457408 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 2,666,667 BENEFICIALLY ----------------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH REPORTING PERSON ----------------------------------------------------------------- WITH 9 SOLE DISPOSITIVE POWER 2,666,667 ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,666,667 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Page 6 of 17 7 SCHEDULE 13D/A CUSIP NO. 89393410 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON First Reserve Fund VIII, LP I.R.S. No.: 06-1507364 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* OO - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 4,266,667 BENEFICIALLY ----------------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH REPORTING PERSON ----------------------------------------------------------------- WITH 9 SOLE DISPOSITIVE POWER 4,266,667 ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,266,667 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 12.3% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Page 7 of 17 8 SCHEDULE 13D/A CUSIP NO. 89393410 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON First Reserve GP VII, LP I.R.S. No.: 06-1520256 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* N/A - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 2,666,667 BENEFICIALLY ----------------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH REPORTING PERSON ----------------------------------------------------------------- WITH 9 SOLE DISPOSITIVE POWER 2,666,667 ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,666,667 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Page 8 of 17 9 SCHEDULE 13D/A CUSIP NO. 89393410 - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON First Reserve GP VIII, LP I.R.S. No.: 06-1507318 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [x] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* N/A - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 4,266,667 BENEFICIALLY ----------------------------------------------------------------- OWNED BY 8 SHARED VOTING POWER EACH REPORTING PERSON ----------------------------------------------------------------- WITH 9 SOLE DISPOSITIVE POWER 4,266,667 ----------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,266,667 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 12.3% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. Page 9 of 17 10 The information contained in this Amendment number 2 to Schedule 13D is filed with respect to the Common Stock, par value $0.01 per share (the "Common Stock"), of TransMontaigne Inc. (the "Issuer"). The purpose of this Amendment is to report the purchase by First Reserve Fund VII, Limited Partnership ("Fund VII") and First Reserve Fund VIII, LP ("Fund VIII") of Series A Convertible Preferred Stock (the "Preferred Stock") of the Issuer and warrants to purchase Common Stock (the "Warrants"). Fund VII and Fund VIII are affiliated with First Reserve Corporation who is the general partner of First Reserve GP VII, LP ("GP VII") and First Reserve GP VIII, LP ("GP VIII"), who in turn are the general partners of Fund VII and Fund VIII, respectively. Fund VII, Fund VIII, GP VII and GP VIII were not previously joint filers with First Reserve and the other Funds (as defined below) with respect to the Issuer. ITEM 1. SECURITY AND ISSUER. Amend Item 1 by changing the Issuer's address to: 370 17th Street, Suite 2750, Denver, CO 80202. ITEM 2. IDENTITY AND BACKGROUND. Delete Item 2 and replace it with the following: This Schedule 13D is filed by First Reserve Fund V, Limited Partnership ("Fund V"), First Reserve Fund V-2, Limited Partnership ("Fund V-2"), First Reserve Fund VI, Limited Partnership ("Fund VI"), First Reserve Fund VII, Limited Partnership ("Fund VII") and First Reserve Fund VIII, LP ("Fund VIII" and together with Fund V, Fund V-2, Fund VI, and Fund VII, the "Funds"), by First Reserve GP VII, LP ("GP VII") and First Reserve GP VIII, LP ("GP VIII"), and by First Reserve Corporation ("First Reserve"), to report the acquisition by Fund VII and Fund VIII of Series A Convertible Preferred Stock and warrants to purchase Common Stock. The Funds are Delaware limited partnerships whose principal purpose is to make equity, equity-linked and debt investments in companies engaged in various energy and energy related activities. GP VII and GP VIII are Delaware limited partnerships which are the general partners of Fund VII and Fund VIII, respectively. First Reserve is a Delaware corporation and is the general partner of Fund V, Fund VI, Fund V-2, GP VII and GP VIII. The principal business of First Reserve is to act as managing general partner and provide investment management services to the Funds and to other investment funds managed by First Reserve. The principal business and office address of First Reserve, GP VII, GP VIII and each of the Funds (together, the "Reporting Persons") is 475 Steamboat Road, Greenwich, Connecticut 06830. Information with respect to the executive officers and directors of First Reserve, including name, business address, present principal occupation or employee and the organization in which such employment is conducted, and their citizenship is listed on the schedule attached hereto as Schedule 1. Page 10 of 17 11 During the last five years, none of the Reporting Persons nor any executive officer or director of First Reserve has (i) been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) been a party to a civil proceeding or a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. ITEM 3. SOURCE AND AMOUNT OF FUNDS. Amend Item 3 by adding the following after the last paragraph of that Item: The Series A Convertible Preferred Stock and Warrants acquired by Fund VII and Fund VIII as described in Item 5 were acquired with $25,000,000 and $40,000,000, respectively, of the cash of Fund VII and Fund VIII. ITEM 4. PURPOSE OF TRANSACTION. Amend Item 4 by adding the following after the last paragraph of that Item: The acquisition by Fund VII and Fund VIII of the shares of Series A Convertible Preferred Stock and the Warrants were made in order to increase the Funds' investment in the Issuer, in conformity with the purposes stated above. Two employees of First Reserve (John A. Hill and Thomas R. Denison) currently serve as directors of the Company. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. Delete Item 5 and replace it with the following: (a) As of March 25, 1999, the Funds beneficially own an aggregate of 13,216,942 shares of Common Stock, constituting approximately 35.3% of the Common Stock outstanding as of January 31, 1999, as reported by the Issuer. This includes 4,333,334 shares of Common Stock currently issuable upon conversion of the Preferred Stock and 2,600,000 shares of Common Stock issuable upon exercise of the Warrants. GP VII and GP VIII as the general partner of Fund VII and Fund VIII may be deemed to beneficially own the shares of Common Stock beneficially owned by those respective Funds. First Reserve as the general partner of Fund V, Fund V-2, Fund VI, GP VII and GP VIII may be deemed to beneficially own all 13,216,942 shares of Common Stock beneficially owned by the Funds. Effective March 25, 1999, the number and percentage of shares of Common Stock beneficially owned by each Reporting Person are: Page 11 of 17 12
Percentage of Issuer Shares Outstanding on Shares January 31, 1999 ---------- --------------------- Fund V 598,440 2.0% Fund V-2 1,196,877 3.9% Fund VI 4,488,292 14.7% Fund VII 2,666,667 8.0% Fund VIII 4,266,667 12.3% GP VII (through Fund VII) 2,666,667 8.0% GP VIII (through Fund VIII) 4,266,667 12.3% First Reserve (through the Funds) 13,216,942 35.3%
(b) Each Fund shares with its general partner the power to vote or to direct the vote of the shares directly held by it. GP VII and GP VIII, in their roles as general partners of Fund VII and Fund VIII, respectively, and First Reserve, in its role as general partner of Fund V, Fund V-2 and Fund VI, and of GP VII and GP VIII, share with each Fund the power to cause each Fund to dispose of or vote the shares of Common Stock beneficially held by each Fund. (c) Effective March 25, 1999, Fund VII became committed, subject to certain conditions which have since been fulfilled, to purchase 25,000 shares of Series A Convertible Preferred Stock and warrants to purchase 1,000,000 shares of Common Stock. The shares of Series A Convertible Preferred Stock are convertible into 1,666,667 shares of Common Stock at a price of $15 per share. Each warrant is exercisable to purchase 0.6 shares of Common Stock at a price of $14 per share. The funding of the purchase of the Series A Convertible Preferred Stock and Warrants by Fund VII is scheduled for April 20, 1999. Effective March 25, 1999, Fund VIII became committed to purchase 40,000 shares of Series A Convertible Preferred Stock and warrants to purchase 1,600,000 shares of Common Stock. The shares of Series A Convertible Preferred Stock are convertible into 2,666,667 shares of Common Stock at a price of $15 per share. Each warrant is exercisable to purchase 0.6 shares of Common Stock at a price of $14 per share. The funding of the purchase of the Series A Convertible Preferred Stock and Warrants by Fund VIII is scheduled for April 9, 1999. (d) To the best knowledge of the Reporting Persons, no other person has the right to receive, or the power to direct the receipt of dividends from, or the power to direct the receipt of proceeds of the sale of the shares of Common Stock owned by the Reporting Persons. (e) Not applicable. Page 12 of 17 13 ITEM 6. CONTRACTS, ARRANGEMENTS OR UNDERSTANDING WITH RESPECT TO SECURITIES OF THE ISSUER. Amend Item 6 by adding the following after the last paragraph thereof: Fund VII and Fund VIII entered into the Preferred Stock and Warrant Purchase Agreement (which provides for the purchase of the Preferred Stock and the Warrants), the Stockholder Agreement (which provides for certain contractual rights with respect to the Common Stock), and the Registration Rights Agreement (which provides for the registration of the Common Stock) attached hereto as Exhibits E, H and I. Each of the Funds entered into the Second Amendment and Waiver (which modifies certain pre-existing registration rights) attached hereto as Exhibit J. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. Amend Item 7 by adding the following: Exhibit E Form of Preferred Stock and Warrant Purchase Agreement (without exhibits). Exhibit F Certificate of Designations of Series A Convertible Preferred Stock. Exhibit G Warrant Agreement between the Company and BankBoston, N.A. dated March 25, 1999. Exhibit H Stockholders' Agreement among the Company and certain institutional purchaser signatories thereto dated March 25, 1999. Exhibit I Registration Rights Agreement between the Company and the purchasers signatories thereto dated March 25, 1999 (without exhibits). Exhibit J Second Amendment and Waiver by and among the Company and certain institutional investors signatories thereto dated March 25, 1999. Exhibit K Joint Filing Agreement. Page 13 of 17 14 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. Dated: April 8, 1999. FIRST RESERVE FUND V, LIMITED PARTNERSHIP By: First Reserve Corporation, as General Partner By: /s/ Thomas R. Denison ------------------------------ Name: Thomas R. Denison Title: Managing Director FIRST RESERVE FUND V-2, LIMITED PARTNERSHIP By: First Reserve Corporation, as General Partner By: /s/ Thomas R. Denison ------------------------------ Name: Thomas R. Denison Title: Managing Director FIRST RESERVE FUND VI, LIMITED PARTNERSHIP By: First Reserve Corporation, as General Partner By: /s/ Thomas R. Denison ------------------------------ Name: Thomas R. Denison Title: Managing Director Page 14 of 17 15 FIRST RESERVE FUND VII, LIMITED PARTNERSHIP By: First Reserve GP VII, LP, as General Partner By: First Reserve Corporation, as General Partner By: /s/ Thomas R. Denison ------------------------------ Name: Thomas R. Denison Title: Managing Director FIRST RESERVE FUND VIII, LP By: First Reserve GP VIII, LP, as General Partner, By: First Reserve Corporation as General Partner By: /s/ Thomas R. Denison ------------------------------ Name: Thomas R. Denison Title: Managing Director FIRST RESERVE GP VII, LP By: First Reserve Corporation as General Partner By: /s/ Thomas R. Denison ------------------------------ Name: Thomas R. Denison Title: Managing Director FIRST RESERVE GP VIII, LP By: First Reserve Corporation as General Partner By: /s/ Thomas R. Denison ------------------------------ Name: Thomas R. Denison Title: Managing Director Page 15 of 17 16 FIRST RESERVE CORPORATION By: /s/ Thomas R. Denison ------------------------------ Name: Thomas R. Denison Title: Managing Director Page 16 of 17 17 Schedule 1 1. The name, business address, and present principal occupation or employment of each of the executive officers and directors of First Reserve Corporation are set forth below. Unless otherwise indicated, (i) the business address of each is 475 Steamboat Road, Greenwich, Connecticut 06830, (ii) each such person is a citizen of the United States, and (iii) such person does not have any other principal occupation: Name and Position with First Reserve Corporation -------------------------- Thomas R. Denison Managing Director Cathleen M. Ellsworth Managing Director Elizabeth C. Foley Managing Director, Treasurer and Secretary Ben A. Guill President, Managing Director and Director John A. Hill Vice Chairman, Managing Director and Director Will Honeybourne Managing Director Jennifer Kornfield Controller William E. Macaulay Chairman and Chief Executive Officer, Managing Director and Director Bruce M. Rothstein Managing Director Page 17 of 17 18 EXHIBIT INDEX Exhibit No. Description of Exhibit ----------- ---------------------- Exhibit E Form of Preferred Stock and Warrant Purchase Agreement (without exhibits) incorporated by reference to the Issuer's Report on Form 8-K filed on April 1, 1999. Exhibit F Certificate of Designations of Series A Convertible Preferred Stock incorporated by reference to the Issuer's Report on Form 8-K filed on April 1, 1999. Exhibit G Warrant Agreement between the Company and BankBoston, N.A. dated March 25, 1999 incorporated by reference to the Issuer's Report on Form 8-K filed on April 1, 1999. Exhibit H Stockholders' Agreement among the Company and certain institutional purchaser signatories thereto dated March 25, 1999 incorporated by reference to the Issuer's Report on Form 8-K filed on April 1, 1999. Exhibit I Registration Rights Agreement between the Company and the purchasers signatories thereto dated March 25, 1999 (without exhibits) incorporated by reference to the Issuer's Report on Form 8-K filed on April 1, 1999. Exhibit J Second Amendment and Waiver by and among the Company and certain institutional investors signatories thereto dated March 25, 1999 incorporated by reference to the Issuer's Report on Form 8-K filed on April 1, 1999. Exhibit K Joint Filing Agreement. 19 JOINT FILING AGREEMENT We, the signatories of the statement on Schedule 13D filed with respect to the Common Stock of TransMontaigne Oil Company to which this Agreement is attached, hereby agree that such statement is, and any amendments thereto filed by any of us will be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) of the Securities Exchange Act of 1934. FIRST RESERVE FUND V, LIMITED PARTNERSHIP By: First Reserve Corporation, as General Partner By: /s/ Thomas R. Denison ------------------------------ Name: Thomas R. Denison Title: Managing Director FIRST RESERVE FUND V-2, LIMITED PARTNERSHIP By: First Reserve Corporation, as General Partner By: /s/ Thomas R. Denison ------------------------------ Name: Thomas R. Denison Title: Managing Director FIRST RESERVE FUND VI, LIMITED PARTNERSHIP By: First Reserve Corporation, as General Partner By: /s/ Thomas R. Denison ------------------------------ Name: Thomas R. Denison Title: Managing Director 20 FIRST RESERVE FUND VII, LIMITED PARTNERSHIP By: First Reserve GP VII, LP, as General Partner By: First Reserve Corporation, as General Partner By: /s/ Thomas R. Denison ------------------------------ Name: Thomas R. Denison Title: Managing Director FIRST RESERVE FUND VIII, LP By: First Reserve GP VIII, LP, as General Partner, By: First Reserve Corporation as General Partner By: /s/ Thomas R. Denison ------------------------------ Name: Thomas R. Denison Title: Managing Director FIRST RESERVE GP VII, LP By: First Reserve Corporation as General Partner By: /s/ Thomas R. Denison ------------------------------ Name: Thomas R. Denison Title: Managing Director FIRST RESERVE GP VIII, LP By: First Reserve Corporation as General Partner By: /s/ Thomas R. Denison ------------------------------ Name: Thomas R. Denison Title: Managing Director FIRST RESERVE CORPORATION By: /s/ Thomas R. Denison ------------------------------ Name: Thomas R. Denison Title: Managing Director -----END PRIVACY-ENHANCED MESSAGE-----